Clinic Conductor by PulseAI

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PHIPA-compliant software: a checklist for Ontario clinics

What Ontario's PHIPA expects of the software and vendors a clinic uses, and the questions to ask before any patient information moves.

The short version

  • Under PHIPA, the clinic is the health information custodian and stays accountable for what its vendors do.
  • A vendor handling patient information is usually the clinic's agent, or a provider of electronic services, and needs a written agreement.
  • Ask for the data flow, the safeguards, the audit trail and the breach process before you sign.
  • Ontario's commissioner can impose administrative penalties under PHIPA.
  • No product is PHIPA compliant on its own; compliance is how the clinic and vendor operate together.

Who is responsible under PHIPA

PHIPA governs personal health information in Ontario. Physicians, clinics and other health care practitioners are health information custodians: they are accountable for the information in their custody, including what their vendors do with it. A vendor shares the work under the custodian's direction, and the responsibility stays with the custodian.

What your vendor is, in PHIPA terms

Three roles a software vendor can play

RoleWhat it meansWhat you need
AgentActs on the clinic's behalf with patient information, for the clinic's purposesA written agreement setting out what the agent may do, and the clinic's policies applied to it
Electronic service providerSupplies services that let the clinic collect, use or store information electronicallyAssurance that it will not use or disclose the information except to provide the service
Health information network providerEnables two or more custodians to share information electronicallyA written agreement and the additional duties in PHIPA's regulation, including audit records on request
The roles are defined in PHIPA and its general regulation. Your privacy officer decides which applies.

The checklist

Before you sign

  1. Purpose. The vendor uses patient information only to provide the service the clinic asked for.
  2. Agreement. A written agreement covering permitted uses, safeguards, subcontractors, breach notice, return and destruction.
  3. Data flow. A diagram of where information is collected, stored and processed, and by whom.
  4. Location. Where information is stored and processed. Many Ontario clinics require Canada by policy.
  5. Training. A written commitment that patient information is never used to train AI.
  6. Privacy impact assessment. Completed for any new technology, and updated when it changes.

Safeguards

  1. Encryption in transit and at rest.
  2. Two-step verification for everyone who signs in.
  3. Access limited to the people and processes that need it.
  4. An audit trail of who accessed what, kept for a defined period and available to the clinic.
  5. Infrastructure independently audited, such as ISO/IEC 27001 or SOC 2 Type II.

When something goes wrong

  1. The vendor notifies the clinic at the first reasonable opportunity.
  2. The clinic notifies affected patients, and the commissioner where the regulation requires it.
  3. The clinic records the incident for its annual statistical report to the commissioner.

Penalties

PHIPA was strengthened in recent years. The Information and Privacy Commissioner of Ontario can now issue administrative monetary penalties, in addition to the fines a court can impose on conviction. The amounts make vendor choice a governance decision for the clinic.

Patients' rights

Patients can ask to see and correct their information. Every system that holds part of the record, including vendors' systems, has to support the clinic in answering those requests.

Plain language for patients

PHIPA requires custodians to make a written public statement about their information practices available. Choose vendors whose practices can be explained simply, and share that explanation with patients. Our Trust Center is written so a clinic can do exactly that.

Questions, answered

What makes software PHIPA compliant?

No product is compliant on its own. PHIPA compliance comes from how the clinic, as custodian, and the vendor operate together: a written agreement, use limited to the clinic's purposes, strong safeguards, an audit trail, breach procedures, and support for patients' access and correction rights.

Is a software vendor a PHIPA agent?

Often. A vendor acting on the clinic's behalf with personal health information is generally an agent; one that only supplies electronic services is an electronic service provider. Your privacy officer decides which role applies.

Does PHIPA require patient data to stay in Canada?

PHIPA does not contain a general data residency requirement. Many Ontario clinics require Canadian storage by policy, and should ask every vendor where information is stored and processed.

Is Clinic Conductor PHIPA compliant?

Clinic Conductor is compliant with PHIPA, Québec's Law 25, PIPEDA and HIPAA. Canadian clinics are stored and processed in Canada, every clinic signs a privacy agreement before any data is shared, and patient data is never used to train AI.

This guide is general information about the law as published, written for clinic owners and their teams. It is not legal advice. Your privacy officer or counsel should confirm how it applies to your clinic.

See it running

Clinic Conductor is compliant with PHIPA, Québec's Law 25, PIPEDA and HIPAA. The Trust Center sets out how.

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